Securities investment consulting provides customers with analysis results, analysis reports and making recommendations related to buying, selling and holding securities. Securities investment consulting activities include the following contents:
- Advising clients on investment policies and trading tactics, including investment capital allocation structure; types of investment assets and methods of asset valuation; form of investment, transaction; execution time, quantity, and price in accordance with the target, investment policy, risk tolerance level of the client.
- Publicly issue publications on securities investment after being licensed in accordance with the law on press; develop and organize the implementation of knowledge dissemination and promotion programs on securities investment, and specialized training programs on securities investment.
